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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-31 |
| CO | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Bismarck | ND | 10/1995 | 11/2017 |
| Lpl Financial Llc | Loveland | CO | 11/2017 | Present |
1. 03/02/2018 - Rusch Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 01/24/2018 - 10 Hours Per Month/10 Hours During Securities Trading - Life, Disability, Long-term Care, Fixed Annuities. 2. 10/25/2018 - Parallel Financial Advisors - DBA: Parallel Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 175 Hours Per Month/160 Hours During Securities Trading. 3. 3/18/2021 - RUSCHMOORE INVESTMENTS LLC - Investment Related - Loveland CO 80537 - Real Estate Rental - Started 03/18/2021 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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