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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-09
WA RA APPROVED 2005-01-21
  • TX RA
    APPROVED
    Since 2021-08-09
  • WA RA
    APPROVED
    Since 2005-01-21

Branch Locations

10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bellevue WA 01/2005 Present
Previous Registrations
Other Businesses

CHRISTY & DANIEL GATIEN; INVESTMENT RELATED; CHELAN, WA; RENTAL PROPERTY; SOLE PROPRIETOR; START 6/1/22; NO HRS WORKED; SOLE PROPRIETOR OF RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-19
S63 Uniform Securities Agent State Law Examination 1998-05-12
  • S65 Uniform Investment Adviser Law Examination
    1999-05-19
  • S63 Uniform Securities Agent State Law Examination
    1998-05-12
Designations
Other Names
  • Christy Ann Bruce
  • Christy Kaiser
  • Christy Kaiser

View on SEC IAPD

Other Firms

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Other Offices

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