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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-12 |
Branch Locations
1411 Carolina Ave, Washington, NC 27889 • United States
3490 Martin Luther King Jr Blv, New Bern, NC 28562 • United States
409 Broad St, Oriental, NC 28571 • United States
305 Broad Street, New Bern, NC 28560 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 03/2016 | Present |
Protective Insurance Company. 111 Congressional Blvd. #500, Camel, IN 46032. This is a trail that pays into my bank acct each month for about $2.40 from a life insurance policy sold long before joining FCIS. Activity began 1/1/2014. 0 hours/month. No current duties or position. Compensation is $2.40/month. Not a client of the firm. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-19 |
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