Edward Russell Frome

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-07-20

PA RA
APPROVED

Since 2023-07-20

Branch Locations

110 S 32Nd St, Camp Hill, PA 17011 • United States

917 East Main Street, Mount Joy, PA 17552 • United States

403 North Baltimore Street, Dillsburg, PA 17019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Harrisburg	PA	10/2009	01/2019
Wells Fargo Clearing Services Llc	York	PA	01/2019	07/2023
Pnc Investments Llc	Camp Hill	PA	07/2023	Present

10/2009 → 01/2019

Ameriprise Financial Services, Inc.

Harrisburg, PA
01/2019 → 07/2023

Wells Fargo Clearing Services Llc

York, PA
07/2023 → Present

Pnc Investments Llc

Camp Hill, PA

Previous Registrations

2019-01-25 → 2023-07-24

Wells Fargo Clearing Services, Llc

York, PA
2009-10-05 → 2019-01-28

Ameriprise Financial Services, Llc

Mechanicsburg, PA

Hunt Valley, MD

Camp Hill, PA
2003-06-30 → 2009-10-05

Ameriprise Advisor Services, Inc.

Harrisburg, PA

Timonium, MD

Timonium, MD
2003-02-28 → 2003-07-10

Choreo, Llc

Lutherville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-05
S63	Uniform Securities Agent State Law Examination	1996-06-03

S65 Uniform Investment Adviser Law Examination

2001-03-05
S63 Uniform Securities Agent State Law Examination

1996-06-03

Designations

View on SEC IAPD