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Scott Brecher Warner

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-05
  • NC RA
    APPROVED
    Since 2024-11-05

Branch Locations

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Charlotte NC 08/2020 03/2023
Nuveen Charlotte NC 03/2016 08/2020
Nuveen Asset Management, Llc Chicago IL 08/2020 03/2023
Wells Fargo Investment Institute, Inc. Charlotte NC 09/2024 Present
Unemployed Charlotte NC 03/2023 09/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-25
  • S66 Uniform Combined State Law Examination
    2021-05-25
Other Names
  • Scott B Warner

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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