James Edward Schwalbe

Current Employers

Employment History

• 02/2017 → 06/2017
  Share Financial Services, Inc.
  Dallas, TX
• 04/2016 → 02/2017
  Share Financial Service, Inc.
  Dallas, TX
• 06/2017 → 03/2018
  Pruco Securities, Llc
  Irving, TX
• 06/2017 → 03/2019
  The Prudential Insurance Company Of America
  Irving, TX
• 04/2019 → 04/2025
  Nylife Securities Llc
  Frisco, TX
• 03/2019 → 04/2025
  New York Life Insurance Company
  Frisco, TX
• 04/2025 → Present
  Principal Life Insurance Company
  Addison, TX
• 04/2025 → Present
  Principal Securities, Inc.
  Addison, TX

Previous Registrations

• 2019-05-08 → 2025-04-21
  Eagle Strategies Llc
  Frisco, TX
  Dallas, TX
  Arlington, TX
  Dallas, TX
• 2017-07-27 → 2019-03-18
  Pruco Securities, Llc.
  Plano, TX
• 2013-12-03 → 2014-09-24
  Comerica Securities
  Dallas, TX
• 2013-08-09 → 2013-11-27
  Edward Jones
  Plano, TX
  St Louis, MO

Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 07/19/2017 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **P&C INSURANCE POSITION: P&C Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/16/2025 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Facilitating and entering a revenue sharing agreement with P&C brokers to provide guidance and expertise to my clients. Home, auto, specialty commercial, excess liability, flood...all types of P&C insurance, as needed by my clients.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-09
• S63 Uniform Securities Agent State Law Examination
  1997-03-14

Other Names

• James Edward Schwalbe
• James Edward Schwalbe
• James Schwalbe
• James Edward Schwalbe