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Peter John Dugery

Morningstar Investment Management LLC

Chicago, IL

Haverford, PA

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Current Employers
Morningstar Investment Management Llc

22 West Washington Street, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-31
PA RA APPROVED 2022-01-31
  • IL RA
    APPROVED
    Since 2022-01-31
  • PA RA
    APPROVED
    Since 2022-01-31

Branch Locations

22 West Washington Street, Chicago, IL 60602 • United States

Haverford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morningstar Investment Services, Inc. Chicago IL 10/2001 12/2021
Morningstar Investment Management Llc Chicago IL 01/2022 Present
Previous Registrations
  • 2002-02-26 → 2022-01-31
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Haverford, PA
    Haverford, PA
    Haverford, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-23
S63 Uniform Securities Agent State Law Examination 2001-06-15
  • S65 Uniform Investment Adviser Law Examination
    2002-09-23
  • S63 Uniform Securities Agent State Law Examination
    2001-06-15

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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