John Martin Sepe

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-05
TX	RA	APPROVED	2026-06-05

NY RA
APPROVED

Since 2026-06-05
TX RA
APPROVED

Since 2026-06-05

Branch Locations

534 Broadhollow Rd Suite 200 2Nd Fl, Melville , NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Melville	NY	06/2026	Present
Wells Fargo Advisors Llc	Garden City	NY	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Garden City	NY	11/2016	06/2026

06/2026 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY
12/2014 → 11/2016

Wells Fargo Advisors Llc

Garden City, NY
11/2016 → 06/2026

Wells Fargo Clearing Services, Llc

Garden City, NY

Previous Registrations

2014-12-12 → 2026-06-05

Wells Fargo Clearing Services, Llc

Garden City, NY

Babylon, NY

Melville, NY
2013-02-11 → 2013-12-31

Morgan Stanley

Garden City, NY

Other Businesses

SEPE ASSET MANAGEMENT LLC; INV RELATED;BRIGHTWATERS,NY; THIS IS A HOLDING ACCT TO ACCEPT MY FINANCIAL ADVISORY MONTHLY COMMISSION/FEES;100% OWNERSHIP; START DATE: 05/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-15
S63	Uniform Securities Agent State Law Examination	1999-05-21

S65 Uniform Investment Adviser Law Examination

1999-11-15
S63 Uniform Securities Agent State Law Examination

1999-05-21

Other Names

John Martin Sepe
John M Sepe

View on SEC IAPD