Scott David Pries

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-06-23

TN RA
APPROVED

Since 2025-06-23

Branch Locations

Lebanon, TN • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	03/2006	Present
Principal Securities	Des Moines	IA	03/2016	Present

03/2006 → Present

Principal Life Insurance Company

Des Moines, IA
03/2016 → Present

Principal Securities

Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-20
S63	Uniform Securities Agent State Law Examination	2006-05-19

S65 Uniform Investment Adviser Law Examination

2006-10-20
S63 Uniform Securities Agent State Law Examination

2006-05-19

View on SEC IAPD

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