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Alana Rose Mcmillan

Citigroup Global Markets Inc.

Stamford, CT

Madison, CT

CRD 2740792

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
  • CT RA
    APPROVED
    Since 2024-10-15
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Nic 750 Washington Blvd, Stamford, CT 06901 • United States

Madison, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2004-12-03 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    San Francisco, CA
    Long Island City, NY
    Long Island City, NY
  • 2000-04-21 → 2004-01-23
    Citigroup Global Markets Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-01
S63 Uniform Securities Agent State Law Examination 1996-07-25
  • S65 Uniform Investment Adviser Law Examination
    1996-08-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-25
Other Names
  • Alana R Sartore
  • Alana Rose Sartore

View on SEC IAPD

Nearby Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.

Nearby Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY

Nearby Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT

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