Kevin Elwood Stoddard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-23
MA	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2021-11-23
MA RA
APPROVED

Since 2017-11-29

Branch Locations

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stoddard Financial, Llc	Quincy	MA	11/2004	Present
Stoddard Financial, Llc	Quincy	MA	11/2004	11/2017
National Planning Corporation	Quincy	MA	11/2007	11/2017
Lpl Financial Llc	Quincy	MA	11/2017	Present

11/2004 → Present

Stoddard Financial, Llc

Quincy, MA
11/2004 → 11/2017

Stoddard Financial, Llc

Quincy, MA
11/2007 → 11/2017

National Planning Corporation

Quincy, MA
11/2017 → Present

Lpl Financial Llc

Quincy, MA

Previous Registrations

2007-11-15 → 2017-12-06

National Planning Corporation

El Segundo, CA

Quincy, MA

Quincy, MA

Los Angeles, CA
2004-11-26 → 2007-11-28

Securities America Advisors, Inc.

Quincy, MA

Other Businesses

1. 11/29/2017 - STODDARD FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President / Owner - start date 11/15/2007.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-09-17

S63 Uniform Securities Agent State Law Examination

1996-09-17

Designations

Chartered Financial Analyst

View on SEC IAPD