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Christopher Jude Fusco

LPl Financial LLC

Sarasota, FL

Altoona, PA

Sarasota, FL

CRD 2740716

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-02
GA RA APPROVED 2024-07-05
PA RA APPROVED 2023-01-06
  • FL RA
    APPROVED
    Since 2024-10-02
  • GA RA
    APPROVED
    Since 2024-07-05
  • PA RA
    APPROVED
    Since 2023-01-06

Branch Locations

7094 Prosperity Cir, Sarasota, FL 34238 • United States

1130 12Th Ave, Ste 101, Altoona, PA 16601 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Altoona PA 07/2004 Present
  • 07/2004 → Present
    Linsco/Private Ledger Corp.
    Altoona, PA
Previous Registrations
Other Businesses

1. 4/19/2012: DBA ONLY - FUSCO RILEY REISMEIER FINANCIAL GROUP, LLC. 2. 4/19/2012: FOR ACCOUNTING PURPOSES ONLY - FUSCO RILEY FINANCIAL, LLC - NOT HELD OUT TO THE PUBLIC. 3. 09/20/2022 - Fusco Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/8 Hours During Securities Trading 4. 09/21/2022 - Chris Fusco Accounting and Tax - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date - 10/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-27
S63 Uniform Securities Agent State Law Examination 1997-06-11
  • S65 Uniform Investment Adviser Law Examination
    2024-06-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-11
Other Names
  • Chris Jude Fusco
  • Christopher Jude Fusco

View on SEC IAPD

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