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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| AR | RA | APPROVED | 2013-05-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Rogers | AR | 02/2016 | Present |
SIG INVESTMENT GROUP LLC - INVESTMENT RELATED - 1020 OLD SECTION RD, BIRMINGHAM, AL - 16% OWNER/INVESTOR - 7/2013 - INVESTMENTS - 0 HOURS DEVOTED TO THE BUSINESS - 0 HOURS DEVOTED DURING TRADING HOURS; Infinity Headwear & Apparel - 5502 Walsh Lane, Rogers, AR - not investment related - Board Member - Sells apparel to mass retails - 5/2018 - minimal hours devoted to the other business - attend annual meeting during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-21 |
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