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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-06-27
TX RA APPROVED 2025-06-27
  • NV RA
    APPROVED
    Since 2025-06-27
  • TX RA
    APPROVED
    Since 2025-06-27

Branch Locations

2320 South Carson Street, Suite 3, Carson City, NV 89701 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2320 S Carson Street Ste 3, Carson City, NV 89701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Carson City NV 10/2000 06/2025
Raymond James Financial Services Advisors, Inc Carson City NV 01/2009 06/2025
Lpl Financial Llc Carson City NV 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-16
S63 Uniform Securities Agent State Law Examination 1996-06-20
  • S65 Uniform Investment Adviser Law Examination
    1997-05-16
  • S63 Uniform Securities Agent State Law Examination
    1996-06-20

View on SEC IAPD

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