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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Garden City Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Jackson Heights NY 10/1994 03/2017
Mml Investors Services, Llc East Hills NY 03/2017 Present
Massmutual Life Insurance Co East Hills NY 07/2016 Present
  • 10/1994 → 03/2017
    Metlife Securities Inc.
    Jackson Heights, NY
  • 03/2017 → Present
    East Hills, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, NY
Other Businesses

1. Name: Philipose Samuel Inv rel: Y Add: 2200 Northern Blvd Ste 200 East Hills NY 11548 Nature: NonMMLIA insurance brokerage/P&C, Health, Group Life, Group health Position: Sales Start date: 07/2016 No. HR/MO: 20 No. HR/MO during sec trading: 3 2. Name: Philipose Samuel Inv rel: Y Add: Residential Nature: Real Estate Position: Sales Start date: 02/2006 No. HR/MO: 1 No. HR/MO during sec trading: 0 3. Name: Philipose G Samuel Inv Rel: Y Add: 2200 Northern Blvd Ste 200 East Hills NY 11548 Nature: Other/S-Corp/Sell P&C business and other insurance such as health insurance or medicare plans Position: Owner Start date: 09/15/2020 No. HR/MO: 10 No. HR/MO DURING SEC TRADING: 2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05
Other Names
  • Sam Philipose
  • Samuel Kutty George Philipose
  • Samuelkutty George Philipose
  • Philipose George Samuelkutty

View on SEC IAPD

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