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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
Garden City Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Jackson Heights | NY | 10/1994 | 03/2017 |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
1. Name: Philipose Samuel Inv rel: Y Add: 2200 Northern Blvd Ste 200 East Hills NY 11548 Nature: NonMMLIA insurance brokerage/P&C, Health, Group Life, Group health Position: Sales Start date: 07/2016 No. HR/MO: 20 No. HR/MO during sec trading: 3 2. Name: Philipose Samuel Inv rel: Y Add: Residential Nature: Real Estate Position: Sales Start date: 02/2006 No. HR/MO: 1 No. HR/MO during sec trading: 0 3. Name: Philipose G Samuel Inv Rel: Y Add: 2200 Northern Blvd Ste 200 East Hills NY 11548 Nature: Other/S-Corp/Sell P&C business and other insurance such as health insurance or medicare plans Position: Owner Start date: 09/15/2020 No. HR/MO: 10 No. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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