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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-10
PA RA APPROVED 2003-09-15
  • TX RA
    APPROVED_RES
    Since 2020-11-10
  • PA RA
    APPROVED
    Since 2003-09-15

Branch Locations

1195 Washington Pike Ste 330, Bridgeville, PA 15017 • United States

Canonsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bridgeville PA 09/2005 03/2020
Ameriprise Financial Services, Llc Bridgeville PA 03/2020 Present
Other Businesses

Business Ownership; Spencer Enterprise Group; Owner; Manage Ameriprise Business; 1195 Washington Pike, Suite 330, Bridgeville, PA, 15017; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Spencer Enterprise Group LLC; Owner; Manage advisory business; 1195 Washington Pike, Suite 330, Bridgeville, PA, 15017; Investment-Related; 03/28/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-11
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S65 Uniform Investment Adviser Law Examination
    2003-09-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13

View on SEC IAPD

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