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Terrence L Frederick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Potomac, MD

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-12-07
DC RA APPROVED 2009-09-09
TX RA APPROVED_RES 2009-08-31
  • MD RA
    APPROVED
    Since 2020-12-07
  • DC RA
    APPROVED
    Since 2009-09-09
  • TX RA
    APPROVED_RES
    Since 2009-08-31

Branch Locations

Potomac, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Washington DC 07/2009 Present
Bank Of America,N.A. Washington DC 06/2011 Present
  • 07/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Washington, DC
  • 06/2011 → Present
    Bank Of America,N.A.
    Washington, DC
Previous Registrations
  • 2009-06-01 → 2009-09-14
    Morgan Stanley
    Bethesda, MD
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Bethesda, MD
    New York, NY
    Bethesda, MD
  • 1997-02-12 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-08
S63 Uniform Securities Agent State Law Examination 1996-06-28
  • S65 Uniform Investment Adviser Law Examination
    1996-08-08
  • S63 Uniform Securities Agent State Law Examination
    1996-06-28
Other Names
  • Terrence Lloyd Frederick

View on SEC IAPD

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