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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2007-07-05 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Port Chester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors Inc. | Bothell | WA | 03/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Harrison | NY | 03/2020 | Present |
Business Ownership; LLB92; Co-owner; Manage Ameriprise Business; 800 Westchester Ave, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 07/27/2023; 60 hours per month; 60 during trading hours / LLB23; Co-owner; Manage Ameriprise Business; 800 Westchester Ave, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours / SDFG23; Owner; Help in management of existing Ameriprise business.; 800 Westchester Ave, S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours. Board of Directors; Knights of Columbus; Treasurer; 327 Westchester Ave, Port Chester, NY 10573, ,; ; 09/15/2011; 1 to 9 hours per month; . Other Business Activities; Port Chester, NY Parks Commision; Member of commission; 220 Grace Church Street, , Ort Chester, NY, 10573; Not Investment-Related; 03/06/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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