Michael David Ross

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 01/2013 → 01/2024
  Members 1St Fcu
  Harrisburg, PA
• 02/2018 → 01/2024
  Lpl Financial Llc
  Harrisburg, PA
• 01/2024 → Present
  Prospera Financial Services Inc
  Dallas, TX

Previous Registrations

• 2018-02-14 → 2024-01-22
  Lpl Financial Llc
  Harrisburg, PA
  Hummelstown, PA
  Harrisburg, PA
  Palmyra, PA
  Harrisburg, PA
  Hershey, PA
  Lebanon, PA
  Hershey, PA
  Lebanon, PA
  Palmyra, PA
  Elizabethtown, PA
  Mt. Joy, PA
  Willow Street, PA
  Millersville, PA
  Lancaster, PA
  Palmyra, PA
• 2011-01-06 → 2018-02-20
  Invest Financial Corporation
  Harrisburg, PA
  Palmyra, PA
  Hummelstown, PA
  Hummelstown, PA
  Harrisburg, PA
  Harrisburg, PA
  Harrisburg, PA
  Hershey, PA
  Lebanon, PA
  Harrisburg, PA
  Palmyra, PA
  Appleton, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-03
• S63 Uniform Securities Agent State Law Examination
  1996-07-19

Other Names

• Mike Ross