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Michael David Ross

Prospera Financial Services, Inc.

Harrisburg, PA

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-28
PA RA APPROVED 2024-01-02
  • TX RA
    APPROVED
    Since 2026-07-28
  • PA RA
    APPROVED
    Since 2024-01-02

Branch Locations

3401 N. Front St Suite 303, Harrisburg, PA 17110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 07/2009 02/2018
Members 1St Fcu Harrisburg PA 01/2013 01/2024
Lpl Financial Llc Harrisburg PA 02/2018 01/2024
Prospera Financial Services Inc Dallas TX 01/2024 Present
Previous Registrations
  • 2018-02-14 → 2024-01-22
    Lpl Financial Llc
    Harrisburg, PA
    Hummelstown, PA
    Harrisburg, PA
    Palmyra, PA
    Harrisburg, PA
    Hershey, PA
    Lebanon, PA
    Hershey, PA
    Lebanon, PA
    Palmyra, PA
    Elizabethtown, PA
    Mt. Joy, PA
    Willow Street, PA
    Millersville, PA
    Lancaster, PA
    Palmyra, PA
  • 2011-01-06 → 2018-02-20
    Invest Financial Corporation
    Harrisburg, PA
    Palmyra, PA
    Hummelstown, PA
    Hummelstown, PA
    Harrisburg, PA
    Harrisburg, PA
    Harrisburg, PA
    Hershey, PA
    Lebanon, PA
    Harrisburg, PA
    Palmyra, PA
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-03
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    2011-01-03
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19
Other Names
  • Mike Ross

View on SEC IAPD

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Other Offices

SANTANDER SECURITIES LLC · Conshohocken, PA
J.P. MORGAN SECURITIES LLC · Conshohocken, PA
CITIZENS SECURITIES, INC. · CONSHOHOCKEN, PA
CETERA INVESTMENT ADVISERS LLC · CONSHOHOCKEN, PA
LPL FINANCIAL LLC · CONSHOHOCKEN, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · Conshohocken, PA
FIRSTRUST FINANCIAL ADVISORS · CONSHOHOCKEN, PA
EQUITABLE ADVISORS, LLC · CONSHOHOCKEN, PA

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