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John J Hoffman

Raymond James & Associates, Inc.

Sarasota, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-04
TX RA APPROVED 2023-01-10
GA RA APPROVED 2017-12-21
  • FL RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED
    Since 2023-01-10
  • GA RA
    APPROVED
    Since 2017-12-21

Branch Locations

2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Sarasota FL 09/2017 Present
Unemployed Smyrna GA 07/2017 09/2017
Federal Refreshment Marietta GA 05/2010 07/2017
  • 09/2017 → Present
    Raymond James & Associates, Inc
    Sarasota, FL
  • 07/2017 → 09/2017
    Unemployed
    Smyrna, GA
  • 05/2010 → 07/2017
    Federal Refreshment
    Marietta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
S63 Uniform Securities Agent State Law Examination 2001-05-01
  • S66 Uniform Combined State Law Examination
    2017-12-18
  • S63 Uniform Securities Agent State Law Examination
    2001-05-01
Other Names
  • John Joseph Hoffman

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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