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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Resources, Inc. | Parsippany | NJ | 08/1995 | 09/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 04/1996 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
| Summit Financial, Llc | Parsippany | NJ | 11/2018 | Present |
(1) Offers insurance as a broker or agent through numerous insurance companies. Some sales are through SRM, an affiliated company which is licensed to sell various insurance products. Mr. MacDougal earns both cash and non-cash compensation based on sales of these products. (2) Mr. MacDougal is the owner of property located at 548 Charlestown road, Hampton NJ which is farmland assessment - sells firewood through this outside business activity. (3) Summit Financial, LLC: Investment Related. 4 Campus Drive, Parsippany, NJ 07054. Investment Advising, Financial Advisor. Start 1/1995. 40hrs/mo, all during trading hours. Investment Advisory. (4) Michael MacDougal LLC. Investment Related. 548 Charlestown Rd NJ. Advisory Business. Managing Member. Start 10/28/2020. 160/160. Receiving advisory fees and financial planning fees. In addition, Michael MacDougal will sell 13% Interest to Summit Growth Partners and receive an equity interest in Summit Growth Partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-05 |
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