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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-08-29 |
Branch Locations
1919 S 40Th St. Suite 318, Lincoln, NE 68506 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Management, Inc. Dba Envision Retirement Solutions | Lincoln | NE | 09/1994 | Present |
| Virtue Capital Management, Llc | Naples | FL | 03/2015 | 09/2023 |
| Brookstone Wealth Advisors, Llc | Wheaton | IL | 08/2023 | 08/2024 |
| Alphastar Capital Management, Llc | Cornelius | NC | 08/2024 | Present |
(1) FINANCIAL MANAGEMENT, INC DBA ENVISION RETIREMENT SOLUTIONS, Title: OWNER/PRESIDENT/AGENT, Description: FINANCIAL PLANNING FIRM, Start Date: 06-16-1994, Address: LINCOLN, NE, Investment-related? YES, Hours per month: 80; During trading hours: 80. (2) MYSTIC PINES, Title: PASSIVE OWNER, Description: PASSIVE REAL ESTATE INVESTMENT, Start Date: 7/1/2007, Address: LINCOLN, NE, Investment-related? NO, Hours per month: 1, During trading hours: 1 (3) ELKHORN COMMERCIAL, LLC, Title: PASSIVE OWNER, Description: COMMERCIAL REAL ESTATE, Start Date: 5/1/2010, Address: LINCOLN, NE, Investment-related? NO, Hours per month: 0, During trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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