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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
CA RA APPROVED 2015-06-29
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • CA RA
    APPROVED
    Since 2015-06-29

Branch Locations

Costa Mesa, CA • United States

5200 Warner Ave Ste 107, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Huntington Beach CA 05/2015 Present
Thrivent Financial Appleton WI 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
S63 Uniform Securities Agent State Law Examination 1996-05-22
  • S66 Uniform Combined State Law Examination
    2015-06-26
  • S63 Uniform Securities Agent State Law Examination
    1996-05-22

View on SEC IAPD

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