Brian Parker Sims

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Decatur, GA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Decatur, GA

Previous Registrations

• 2006-02-21 → 2009-02-19
  Citigroup Global Markets Inc.
  New York, NY
  Atlanta, GA
• 2003-01-17 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Atlanta, GA

Other Businesses

RENTAL PROPERTY; INVT RELATED; SAINT SIMONS ISLAND, GA; 100% OWNERSHIP WITH SPOUSE; START DATE 11/30/2020; 1 HR PER MONTH; 0 HRS DURING TRADING; OWNER. BPLP,LLC; NOT INVESTMENT RELATED; SAINT SIMONS ISLAND, GA; 100% OWNERSHIP WITH SPOUSE; START DATE 11/30/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-05-24