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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-17 |
| CO | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2022-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 06/2004 | 05/2021 |
| Tiaa | Denver | CO | 06/2004 | 06/2021 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 01/2022 | Present |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 01/2022 | Present |
| Unemployed | Arvada | CO | 06/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-12 |
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