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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2016-09-06
FL RA APPROVED 2016-09-06
  • DC RA
    APPROVED
    Since 2016-09-06
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

1899 Pennsylvania Ave Nw Ste 1000, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Washington DC 06/2009 09/2016
Raymond James & Associates, Inc. Washington DC 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-25
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S66 Uniform Combined State Law Examination
    2007-03-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02

View on SEC IAPD

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