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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-07-09 |
| TX | RA | APPROVED | 2026-06-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Partners | Atlanta | GA | 11/2010 | 06/2026 |
| Lpl Financial Llc | Atlanta | GA | 12/2010 | 05/2019 |
| Ifp Securities, Llc | Atlanta | GA | 05/2019 | 06/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2026 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2026 | Present |
1. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-30 |
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