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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-01-25 |
| TX | RA | APPROVED_RES | 2024-01-12 |
Branch Locations
17 1/2 Lebanon St Ste 3, Hanover, NH 03755-2184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Hanover | NH | 06/2009 | 01/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 01/2024 |
| Raymond James & Associates, Inc | Hanover | NH | 01/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
1.The New Hampshire & Vermont Council of Charitable Gift , NO, Board Member , 01/11/2024, business hours 3, zero compensation. Provide professional development and networking opportunities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-17 |
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