Hulon Bradley Whatley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Sugarland, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Sugar Land, TX

Previous Registrations

• 1998-04-08 → 2014-11-24
  Lpl Financial Llc
  Houston, TX
  Sugar Land, TX

Other Businesses

Real Estate Ownership; Lot/Land; 10154 Old Chappell Hill Rd., , Chappell Hill, TX, 77426; Not Investment-Related; 06/12/2020. Business Ownership; H. Bradley Whatley, PC; Owner; Tax Preparation; 8034 HWY 90A, Suite 100, , Sugar Land, TX, 77478; Not Investment-Related; 11/01/2004; 10 to 19 hours per month; 10 to 19 during trading hours / Branding Matters LLC & H. Bradlley Whatley, PC; Owner; Real estate holding; 8034 Hwy 90A, , Sugar Land, TX, 77478; Not Investment-Related; 12/01/2013; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Abigail's Place; President; 503 FM 359. Suite 130 #200, , Richmond, TX, 77406; Not Investment-Related; 01/31/2022; 1 to 9 hours per month; 1 to 9 during trading hours / River Pointe Church Board of Directors; Member; 21000 SW Freeway, , Richmond, TX, 77469; Not Investment-Related; 03/27/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Parks Youth Ranch Board; Board Member; 11614 FM 361 Rd, , Richmond, TX, 77469; Not Investment-Related; 12/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Abagail's' Place; President; 503 FM 359 , Suite 130, Richmond, TX, 77406; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Treasurer Spouse's city council campaign fund; Treasurer Spouse's city council campaign fund; 1106 Lake Pointe Parkway, , Sugar Land TX, TX, 77478; Not Investment-Related; 01/03/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-10

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Brad Whatley