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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-08 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4900 Hopyard Rd Ste 105 [Yo-Rbo], Pleasanton, CA 94588 • United States
3500 Castro Valley Blvd, Castro Valley, CA 94546 • United States
Danville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Leandro | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Leandro | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; OAKLAND, CA; 100% OWNERSHIP; START DATE 10/01/2013; 0 HOURS PER MONTH; NO DUTIES. RENTAL PROPERTY; INV RELATED; OAKLAND, CA; 100% OWNERSHIP; START 7/8/2016; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-21 |
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