John Michael James

Current Employers

Employment History

• 08/2015 → 09/2017
  National Planning Corporation
  El Segundo, CA
• 09/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-08-14 → 2017-09-19
  National Planning Corporation
  Bellevue, NE
  Lawrence, KS
• 2013-05-20 → 2015-08-17
  Securian Financial Services, Inc.
  Bellevue, NE
  Omaha, NE
  Bellevue, NE
• 2004-03-26 → 2013-05-07
  National Planning Corporation
  Bellevue, NE
• 2002-01-22 → 2004-03-29
  Legacy Advisory Services, Inc.
  Bellevue, NE

Other Businesses

1) James Financial Services, Inc, 1710 HANCOCK STREET, BELLEVUE, NE. 3/19/1999. President of the Corporation. Not investment related, 100/monthly, 8/trading. 2) Financial Strategies Building, LLC, 702 Jefferson Circle, Bellevue NE 68005. 9/7/2010. LLC/ Managing Member. Not investment related, 0/monthly, 0/trading. 3) Financial Strategies, 1710 HANCOCK STREET, BELLEVUE, NE, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 9/15/2010. Owner. not investment related, 100/monthly, 50/trading 4) CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556. Advisory Rep of a Registered Investment Advisor. investment related, 30/weekly, 6/trading. See employment history for start dat 5) FOREST HILLS HOME OWNERS ASSOCIATION, 107 Olde Hickory Road, Bellevue NE 68005, United States, 11/21/2023, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-17
• S63 Uniform Securities Agent State Law Examination
  1996-06-25