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300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-24 |
Branch Locations
300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
Katy, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiserv Investor Services, Inc. | Houston | TX | 12/1999 | Present |
| Tradestar Investments, Inc. | Houston | TX | 02/2002 | Present |
| Stockcross Financial Services, Inc. | Houston | TX | 01/2007 | Present |
Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-04 |
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