Sean David O'TOole

Current Employers

Employment History

• 01/2007 → 03/2017
  Ubs Financial Services Inc
  Atlanta, GA
• 03/2017 → Present
  1776 Wealth Llc
  Sandy Springs, GA
• 03/2017 → Present
  1776 Wealth Llc
  Sandy Springs, GA
• 03/2025 → Present
  Kindling Mbd Llc
  Essex Fells, NJ

Previous Registrations

• 2007-01-25 → 2017-03-22
  Ubs Financial Services Inc.
  Atlanta, GA
• 2002-02-12 → 2007-01-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) CLEARVOYANCE VENTURES, INC. TITLE IS PRESIDENT (passive investor) / Holding company that holds an investment 0 HRS. PER MONTH. 2) SMITH AND BARUCH / 2090 DUNWOODY CLUB DRIVE ATLANTA, GA 30350 / COMPANY/ OTHER NON-OPERATING HOLDING CO. / DIRECT INVESTMENTS / PARTNER / THIS IS A HOLDING COMPANY FOR ME TO MAKE INVESTMENTS IN PRIVATE ENTITIES AND REAL ESTATE. / START DATE 3/1/09 / 10 HOURS PER MONTH TO THIS BUSINESS AND 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS 3) 1908 CAPITAL, LLC 750 HAMMOND DRIVE, BUILDING 5, SUITE 200, SANDY SPRINGS, GA 30328 /TITLE OWNER / NOT INVESTMENT RELATED / START DATE 2017 / 5 HOURS PER MONTH DEVOTED TO THIS BUSINESS 5) MAYO CAPITAL / 750 HAMMOND DR, BUILDING 5, ATLANTA, GA 30328 / TITLE IS OWNER / HOLDING COMPANY / START DATE 2017 / ZERO HOURS PER MONTH DEVOTED TO THIS BUSINESS / ZERO HOURS PER MONTH DURING SECURITIES TRADING HOURS 6) 05/2020 | 1776ing LLC | MEMBER | INVESTMENT RELATED | CHAMBLEE, GA | APPROXIMATELY 40 HOURS A MONTH | FINANCIAL TECHNOLOGY SOFTWARE ENABLING DUE DILIGENCE FOR ACQUISITIONS OF FINANCIAL PRODUCTS 7) Clairvoyance Consulting LLC; 750 Hammond Drive Atlanta GA 30328; business process improvement consulting; 8 hours/month 8) Natural Venture Capital, LLC; 750 Hammond Drive Atlanta GA 30328; CIO; 0 hours/month; $0 compensation

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-01
• S63 Uniform Securities Agent State Law Examination
  1996-07-17

Designations

Other Names

• Sean D Otoole
• Sean David Otoole