Leo Francis Klemme

Current Employers

Employment History

• 12/1988 → Present
  Klemme & Co,P.C.
  Lafayette, IN
• 07/1996 → 05/2020
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/1999 → 05/2020
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2020 → 09/2025
  Avantax Investment Services, Inc.
  Lafayette, IN
• 06/2020 → 09/2025
  Avantax Advisory Services
  Lafayette, IN
• 03/2010 → Present
  Firm Land Llc
  Lafayette, IN
• 09/1996 → Present
  Kay Lee Llc
  Lafayette, IN
• 06/2020 → 09/2025
  Avantax Insurance Agency Llc
  Lafayette, IN
• 01/1988 → 10/2021
  Genworth
  West Lafayette, IN
• 01/1988 → 08/2023
  United Health Care
  Lafayette, IN
• 01/1988 → 10/2021
  Mutual Of Omaha
  Lafayette, IN
• 04/2019 → 12/2025
  J & K Z Llc
  Lafayette, IN
• 04/1976 → Present
  Leo Klemme
  West Lafayette, IN
• 06/1976 → 09/2024
  Lafayette Area Catholic Schools Foundation Inc
  Lafayette, IN
• 01/2003 → Present
  Leo Klemme
  Lafayette, IN
• 01/2017 → 03/2025
  Benjamin Crossing Homeowners Association.INc
  Lafayette, IN
• 10/1988 → Present
  Klemme & Co Pc
  Lafayette, IN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lafayette, IN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-06-29 → 2025-09-05
  Avantax Advisory Services
  Lafayette, IN
• 1999-05-24 → 2020-05-29
  Cetera Investment Advisers Llc
  Lafayette, IN

Other Businesses

1) LEK 001 TRUST POSITION: CO TRUSTEE NATURE: IT OWNS AND RENTS OUT FARMLAND. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 428 n 4th st, Lafayette IN 47901, I HANDLE THE MONEY. WE BASICALLY DISTRIBUTE ALL THE INCOME OUT ANNUALLY AND DO HAVE A MINOR RESERVE RETAINED IN A CHECKING ACCOUNT. I ASSIST MY BROTHER WITH THE FARM AND PROPERTY MANAGEMENT. 2) Kay Lee LLC 428 n 4th st~Lafayette~IN~47901~Rental Property~Other~9/9/1996~100hrs~80hrs~I am ceo and manage it. I lease the properties collect rents write checks pay bills contract help and maintain the properties. There are about 25 properties. 3) Klemme & Co PC 428 n 4th st~Lafayette~IN~47901~Accounting Services/Tax Preparation~Other~10/17/1988~40hrs~40hrs~I am CEO. I manage the business check out the tax returns and financial statements and manage corrections as well as providing tax advice and planning and signing checks to pay bills and bank the income. 4) LEO KLEMMEl POSITION: Owner NATURE: I own and rent our office building. It rents to my cpa firm and to a local construction co for tools storage. It maintains the property pays property taxes and expenses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2003; 428 n 4th st, Lafayette IN 47901; I manage it. I collect the rent and bank it pay the bills write the checks maintain the property and resolve any problems or needs. 5) FIRM LAND LLC; POSITION: president NATURE: We sold the liquor license on October 6,2021 and plan to transfer commercial rentals into the entity.We have now activated the LLC by transferring real estate to it. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2021; 428 n 4th st, lafayette IN 47901; I am the CEO and manage it. 6) KLEMME FINANCIAL SERVICES; POSITION: owner NATURE: Financial Services with Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 45 START DATE: 05/01/2020; 428 n 4th st, Lafayette IN 47901; owner and proprietor.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-06

Designations