Andrew Everett Gleaves

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-02-28
TX	RA	APPROVED_RES	2017-02-28

IN RA
APPROVED

Since 2017-02-28
TX RA
APPROVED_RES

Since 2017-02-28

Branch Locations

Indianapolis, IN • United States

1620 W. Oak Street Suite 101, Zionsville, IN 46077 • United States

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City Securities Corporation	Indianapolis	IN	02/2009	02/2017
Stifel, Nicolaus & Company, Incorporated	Zionsville	IN	02/2017	Present

02/2009 → 02/2017

City Securities Corporation

Indianapolis, IN
02/2017 → Present

Stifel, Nicolaus & Company, Incorporated

Zionsville, IN

Previous Registrations

2009-03-04 → 2017-02-28

City Securities Corporation

Indianapolis, IN

Zionsville, IN

Indianapolis, IN
2000-02-17 → 2009-02-17

Natcity Investments, Inc.

Indianapolis, IN

Indianapolis, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-26
S63	Uniform Securities Agent State Law Examination	1996-05-10

S65 Uniform Investment Adviser Law Examination

1998-01-26
S63 Uniform Securities Agent State Law Examination

1996-05-10

Other Names

Drew Gleaves

View on SEC IAPD