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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-07-06 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 08/2008 | Present |
| Uvest Financial Services Group, Inc. | Charlotte | NC | 08/2008 | Present |
(1) 04/27/2010 * Carolina Raptor Center * Outside/W-2 Employment * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 2% * Volunteer at Carolina Raptor Center - duties include caring for injured birds of prey by cleaning cages, health checks on the birds, and weekly enrichment activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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