Max A Briggs

Current Employers

Employment History

• 04/1996 → 06/2024
  Securities America, Inc.
  Palm Desert, CA
• 10/1996 → Present
  Flc Capital Advisors
  Palm Desert, CA
• 05/1997 → Present
  Max Briggs Insurance
  Palm Desert, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Palm Desert, CA

Other Businesses

***INSURANCE POSITION: Agent NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/01/1998 ADDRESS: 44750 Village Court, Palm Desert CA 92260 DESCRIPTION: Insurance ***BULL SHARK PROPERTIES LLC POSITION: General Partner NATURE: BULL SHARK PROPERTIES LLC/PURCHASE A SINGLE COMMERCIAL BUILDING--33% PARTNER INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/30/2011 ADDRESS: 44750 Village Court, Palm Desert CA 92260 DESCRIPTION: Commercial Building owned that FLC Capital rents from. ***FLC CAPITAL ADVISORS POSITION: President/CEO NATURE: Registered Investment Advisory Firm: C.E.O. / PRESIDENT 90 % TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/1996 ADDRESS: 44750 Village Court, Palm Desert CA 92260, United States DESCRIPTION: SEC - RIA ***First Foundation Advisors Transition Support Committee POSITION: Independent Contractor - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS PER MONTH: START DATE: 03/31/2026 ADDRESS: 18101 Von Karman Avenue, #750, Irvine CA 92612, United States DESCRIPTION: The committee is established to support First Foundation Advisors during its transition to Sunflower Bank. ***IMMEDIATE FAMILY MEMBER TRUSTEE POSITION: Trustee for ILIT NATURE: This is my uncle Charles Hora. It is an unfunded Irrevocable Life Insurance Trust and at his future death it would be funded. Currently it has no value in the account it is used for gifting to pay the premium each year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2022 ADDRESS: 76-163 Via Sovana, Indian Wells CA 92210, United States DESCRIPTION: Pay the annual insurance premium on the life insurance policy each year. At some point when my Uncle passes, the ILIT will receive a 2 Million Insurance death benefit and it will be distributed to my 2 cousins. ***MAX BRIGGS CONSULTANT POSITION: Independent Contractor NATURE: Independent Contractor Consultant INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2026 ADDRESS: 44750 Village Court, Palm Desert CA 92260, United States DESCRIPTION: Consultant shall provide professional consulting and transition services as a member of the First Foundation Advisors Transition Support Committee. This is in connection with the sale of First Foundation Inc., Bank and Advisors to Sunflower Bank which is scheduled to close on April 1, 2026. This transition committee is established for 6 months to support First Foundation Advisors during its transition to Sunflower Bank. This OBA would end on September 30, 2026. In addition on April 1, 2026 I will no longer be on the board of directors of First Foundation Bank or First Foundation Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-21
• S63 Uniform Securities Agent State Law Examination
  1996-06-25

Designations