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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-16 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
7001 Belleview Ave Suite 600 [Satellite], Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Denver | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | Denver | CO | 04/2026 | Present |
PERSONAL REP/EXECUTOR FOR FATHER'S ESTATE; INV RELATED; ENGLEWOOD, CO; START: 3/24/16; 10 HRS/MO; 0 DURING TRADING. 2540 PROPERTY MANAGEMENT LLC, INV RELATED, ENGLEWOOD, CO, 100% OWNERSHIP WITH SPOUSE, START 6/5/2014, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, HELD PRIMARY RESIDENCE NOW DORMANT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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