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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-07
AR RA APPROVED 2016-10-17
  • TX RA
    APPROVED
    Since 2016-11-07
  • AR RA
    APPROVED
    Since 2016-10-17

Branch Locations

2836 Malvern Avenue Suite A, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2005 10/2016
Raymond James Financial Services, Inc. Hot Springs AR 10/2016 Present
Raymond James Financial Services Advisors Inc. Hot Springs AR 10/2016 Present
Previous Registrations
  • 2007-02-08 → 2016-10-18
    St. Louis, MO
    Hot Springs, AR
    Dallas, TX
Other Businesses

(1)Name of Business: Choate Capital Management Address: 2836 Malvern Ave Ste A, Hot Springs National Park, AR, 71901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch owner/branch manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19

View on SEC IAPD

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