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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-17 |
| CA | RA | APPROVED | 2009-04-02 |
Branch Locations
3700 Old Redwood Hwy Ste 108, Santa Rosa, CA 95403 • United States
3700 Old Redwood Hwy Ste 108 [Ra-Rbo], Santa Rosa, CA 95403 • United States
Sonoma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, AMERICAN CANYON, CA, 100% OWNERSHIP WITH SPOUSE, START 5/1/2017, ZERO HOURS PER MONTH, LANDLORD. FARMING TBD; INV RELATED; SONOMA, CA; 100% OWNERSHIP; START 08/01/2024; 10 HOURS PER MONTH; 0 HOURS; FARMING BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-21 |
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