Ricardo Lopez Hartigan

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-03-17
CA	RA	APPROVED	2016-03-16
WA	RA	APPROVED	2006-09-29

NJ RA
APPROVED

Since 2016-03-17
CA RA
APPROVED

Since 2016-03-16
WA RA
APPROVED

Since 2006-09-29

Branch Locations

Palos Verdes Estates, CA • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Plainsboro	NJ	10/1995	Present
Princeton Funds Distributor, Inc.	Plainsboro	NJ	10/1995	Present
Blackrock Investments, Inc.	New York	NY	09/2006	Present
Merrill Lynch Investment Managers, Llc	Plainsboro	NJ	09/2006	Present

10/1995 → Present

Merrill Lynch

Plainsboro, NJ
10/1995 → Present

Princeton Funds Distributor, Inc.

Plainsboro, NJ
09/2006 → Present

Blackrock Investments, Inc.

New York, NY
09/2006 → Present

Merrill Lynch Investment Managers, Llc

Plainsboro, NJ

Previous Registrations

2003-10-02 → 2006-09-29

Merrill Lynch Investment Managers Lp

Seattle, WA

Other Businesses

(1) Princeton University (Princeton, NJ); Co-President, Alumni Schools Committee, Los Angeles Region; Non-investment related; Role: Organization of alumni volunteers to interview local applicants for admission; Start Date: 2/01/2021; Approx 3-4 hours per month, from Dec - Feb. devoted to activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-12
S63	Uniform Securities Agent State Law Examination	1996-11-01

S66 Uniform Combined State Law Examination

2003-09-12
S63 Uniform Securities Agent State Law Examination

1996-11-01

Other Names

Rick Hartigan
Ricardo L Hartigan

View on SEC IAPD