Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-03 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
75-240 Nani Kailua Drive, #4, Kailua-Kona, HI 96740 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Kailua-Kona | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. THEPERK.COM GOURMET, INC.; NOT INVESTMENT-RELATED; 3229 E. SPRING ST.,SUITE 300, LONG BEACH, CA. 90806; COFFEE/TEA E-COMMERCE (WEBSITE IS NO LONGER ACTIVE); FORMERLY CFO; START/END DATES 9/99-7/2000; THE BUSINESS HAS BEEN CLOSED SINCE 3/31/00; I'M HELPING TO WIND DOWN THE COMPANY AND FACILITATE THE FINAL TAX RETURNS; MINIMAL TIME SPENT ON PROJECT AFTER HOURS NEVER DURING SECURITIES TRADING HOURS. 2. VTKAE, LLC; MEMBER WITHIN AN LLC WITH EQUAL OWNERSHIP WITH 2 OTHER MEMBERS; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
Reach out to this advisor