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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-24 |
Branch Locations
822 N A1A Highway Ste 310 (Office Of Convenience), Ponte Vedra Beach , FL 32082 • United States
90 Fort Wade Road, Suiteuite 100 [Office Of Convenience], Ponte Vedra, FL 32081 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sarasota | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 11/2016 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Jacksonville | FL | 03/2025 | Present |
FAZIO ASSET MANAGEMENT, LLC, INVT RELATED, PONTE VEDRA, FL, 100% OWNERSHIP, START DATE 3/24/2025, 240 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-28 |
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