Edward John Grimpe

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2020
  Bb&T Securities
  Fort Lauderdale, FL
• 09/2020 → 10/2024
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 10/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 10/2024 → Present
  Kestra Investment Services Llc
  Boca Raton, FL
• 10/2024 → Present
  Kestra Advisory Services Llc
  Boca Raton, FL

Previous Registrations

• 2022-08-25 → 2024-10-31
  B. Riley Wealth Advisors, Inc.
  Miami, FL
• 2020-09-22 → 2022-12-31
  B. Riley Wealth Management
  Miami, FL
• 2013-05-30 → 2020-09-29
  Bb&T Securities, Llc
  Ft Lauderdale, FL
  Richmond, VA
  Miami, FL
  Palm Beach, FL
  Boca Raton, FL
  Aventura, FL
• 2007-11-21 → 2013-05-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Palm Beach, FL
  Akron, OH
  Little Rock, AR
  West Palm Beach, FL

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GRIMPE ENTERPRISES POSITION: Owner NATURE: Entity for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2022 ADDRESS: 313 NE 2nd Court, Dania Beach FL 33004, United States DESCRIPTION: Receive Income and payout expenses. Name: ONE WATER YACHT GROUP POSITION: Yacht Sales Executive NATURE: Yacht Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/30/2026 ADDRESS: 821 NE 3rd St, Dania Beach FL 33004, United States DESCRIPTION: Sales of New and used Yachts Name: BLACKPOINT CAPITAL, LLC POSITION: Partner NATURE: Advance Legal Funding INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2019 ADDRESS: 313 NE 2nd Court, Dania Beach FL 33004, United States DESCRIPTION: Limited assistance with administration and coordinating with book keeper and tax advisor. Name: WEALTH EMPOWERMENT FINANCIAL STRATEGIES POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/11/2024 ADDRESS: 2424 N Federal Highway, Suite 400, Boca Raton FL 33431, United States DESCRIPTION: Help client's develop an investment strategy consistent with their goals and risk tolerance. For most clients, I act as their portfolio manager in a discretionary, advisory relationship. Name; GRIMPE WEALTH MANAGEMENT POSITION: Manager NATURE: This is simply a pass-through LLC for my Wealth Empowerment / Kestra Financial practice. INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/10/2025 ADDRESS: 313 NE 2nd Court, Dania Beach FL 33004, United States DESCRIPTION: This is simply a pass-through LLC for my Wealth Empowerment / Kestra Financial practice.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-17
• S65 Uniform Investment Adviser Law Examination
  1996-06-17

Other Names

• Edward J Grimpe