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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-06-18
TN RA APPROVED 2004-04-14
TX RA APPROVED_RES 2001-04-09
  • GA RA
    APPROVED
    Since 2014-06-18
  • TN RA
    APPROVED
    Since 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2001-04-09

Branch Locations

800 S Gay St, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville TN 04/1996 Present
Bank Of America, N.A. Knoxville TN 12/2009 Present
Other Businesses

I*96044 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEST HILLS BAPTIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 254 WINSTON RD, KNOXVILLE, TENNESSEE 37919 NATURE OF BUSINESS: OTHER, CHURCH POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42125 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY CHURCH. I WAS ON A PASTOR SELECTION COMMITTEE AND AM CURRENTLY ON A COMMITTEE THAT OVERSEES SMALL GROUPS WITHIN THE CHURCH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-08
S65 Uniform Investment Adviser Law Examination 1996-07-08
  • S63 Uniform Securities Agent State Law Examination
    1996-07-08
  • S65 Uniform Investment Adviser Law Examination
    1996-07-08
Other Names
  • Lee Cross
  • Jefferson L Cross

View on SEC IAPD

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