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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2014-06-18 |
| TN | RA | APPROVED | 2004-04-14 |
| TX | RA | APPROVED_RES | 2001-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 04/1996 | Present |
| Bank Of America, N.A. | Knoxville | TN | 12/2009 | Present |
I*96044 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEST HILLS BAPTIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 254 WINSTON RD, KNOXVILLE, TENNESSEE 37919 NATURE OF BUSINESS: OTHER, CHURCH POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42125 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY CHURCH. I WAS ON A PASTOR SELECTION COMMITTEE AND AM CURRENTLY ON A COMMITTEE THAT OVERSEES SMALL GROUPS WITHIN THE CHURCH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-08 |
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