Best Investors Account Sign in

Cynthia Jean Levato

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-03-02
TX RA APPROVED_RES 2009-08-01
  • CA RA
    APPROVED
    Since 2011-03-02
  • TX RA
    APPROVED_RES
    Since 2009-08-01

Branch Locations

14636 N Scottsdale Rd Pbig- Scottsdale, Az Pwm, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Scottsdale AZ 07/2009 Present
  • 07/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 1997-05-28
  • S66 Uniform Combined State Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    1997-05-28
Other Names
  • Cindy Jean Lavato
  • Cindy Jean Levato

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor