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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-09-22
TX RA APPROVED_RES 2005-03-02
  • CT RA
    APPROVED
    Since 2014-09-22
  • TX RA
    APPROVED_RES
    Since 2005-03-02

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

North Haven, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 11/2013 Present
Other Businesses

1. MEMJ LLC, My wife and I formed an LLC to hold two condos we bought and will be renting them out in the future, Partner, Pay bills for the Condo and collect rent, start date-7/1/2022, North Haven ConnecticutUnited States-06473. 2)We will form an LLC yet to be named,CTUnited States,Partnership,Real Estate,My wife has been running her business "The Hamden Barking Lot" for 18 years at the building paying rent. She has an opportunity to buy the building and no longer pay rent. My wife and I would like to buy the building and put it in an LLC of which we would both own 50%. Her buisness Woof LLC would be paying rent to the newly created LLC that would own the building,My wife has been running her business "The Hamden Barking Lot" for 18 years at the building paying rent. She has an opportunity to buy the building and no longher pay rent. My wife and I would like to buy the building and put it in an LLC of which we would both own 50%. Her buisness Woof LLC would be paying rent to the newly created LLC that would own the building. As owners of the building my role would be to just maitain the building in good order, Start date 5/18/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-13
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S65 Uniform Investment Adviser Law Examination
    1996-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03

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