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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-07 |
| TX | RA | APPROVED_RES | 2017-02-09 |
| WI | RA | APPROVED | 1996-06-24 |
Branch Locations
N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F And S Enterprises | Milwaukee | WI | 09/1989 | Present |
| Robert W. Baird & Co. Incorporated | Waukesha | WI | 04/1996 | Present |
NAME AND ADDRESS: BOY SCOUTS OF AMERICA - POTAWATOMI AREA COUNCIL 804 BLUEMOUND RD WAUKESHA, WI 53188 NATURE OF ENTITY: LOCAL BOY SCOUT COUNCIL RESPONSIBILITIES IN THIS ROLE: BOARD MEMBER HOURS DEVOTED: 2 HOUR PER WEEK. 1 DURING SECUITIES TRADING HOURS. NAME AND ADDRESS: ELMBROOK ROTARY FOUNDATION PO BOX 1014 BROOKFIELD, WI 53008; Investment-Related; NATURE OF ENTITY: SERVICE CLUB; Start Date: 1/2013. Appx hrs a month: 2-4 hrs / year; Hrs during trading: 0; Duties: ON OCCASION I AM INVOLVED WITH REVIEWING THE INVESTMENTS OF OUR ENDOWMENT Name: Germantown Land / Lot; Not investment-related; Address; Corner of Wausaukee and Donges Bay Rd, Germantown, WI 53022; Nature: Land; Role: Owner; Start Date: 1/1/14; Appx hrs; little to none; Hrs during trading: little to none; Duties: owner of land / lot Name/Address: ANZ Enterprises LLC, 3187 Bark Lake Rd Hubertus WI 53033 Start date: 10/28/19 Hours spent: 0-2 hours/month Hours spent during trading Hours: Zero Role/Responsibility: Owner/Proprietor, Landlord. This LLC will be the umbrella for our real estate assets Non Investment related Name/Address: 191 Hwy 164 owned by ANZ Enterprises, LLC 191 HWY 164, Colgate WI 53017 Start Date: 11/5/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Rental Property Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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