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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-07
TX RA APPROVED_RES 2017-02-09
WI RA APPROVED 1996-06-24
  • FL RA
    APPROVED
    Since 2017-07-07
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • WI RA
    APPROVED
    Since 1996-06-24

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F And S Enterprises Milwaukee WI 09/1989 Present
Robert W. Baird & Co. Incorporated Waukesha WI 04/1996 Present
Other Businesses

NAME AND ADDRESS: BOY SCOUTS OF AMERICA - POTAWATOMI AREA COUNCIL 804 BLUEMOUND RD WAUKESHA, WI 53188 NATURE OF ENTITY: LOCAL BOY SCOUT COUNCIL RESPONSIBILITIES IN THIS ROLE: BOARD MEMBER HOURS DEVOTED: 2 HOUR PER WEEK. 1 DURING SECUITIES TRADING HOURS. NAME AND ADDRESS: ELMBROOK ROTARY FOUNDATION PO BOX 1014 BROOKFIELD, WI 53008; Investment-Related; NATURE OF ENTITY: SERVICE CLUB; Start Date: 1/2013. Appx hrs a month: 2-4 hrs / year; Hrs during trading: 0; Duties: ON OCCASION I AM INVOLVED WITH REVIEWING THE INVESTMENTS OF OUR ENDOWMENT Name: Germantown Land / Lot; Not investment-related; Address; Corner of Wausaukee and Donges Bay Rd, Germantown, WI 53022; Nature: Land; Role: Owner; Start Date: 1/1/14; Appx hrs; little to none; Hrs during trading: little to none; Duties: owner of land / lot Name/Address: ANZ Enterprises LLC, 3187 Bark Lake Rd Hubertus WI 53033 Start date: 10/28/19 Hours spent: 0-2 hours/month Hours spent during trading Hours: Zero Role/Responsibility: Owner/Proprietor, Landlord. This LLC will be the umbrella for our real estate assets Non Investment related Name/Address: 191 Hwy 164 owned by ANZ Enterprises, LLC 191 HWY 164, Colgate WI 53017 Start Date: 11/5/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Rental Property Owner Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21

View on SEC IAPD

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