John Ramsdell Lucas

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 2003-01-17 → 2009-02-11
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
  San Francisco, CA
• 2000-12-11 → 2003-01-17
  Pershing Llc
  San Francisco, CA

Other Businesses

1. P.J.V Revocable Trust, Last Will & Testament of P.J.V , client's estate plan, Salt Lake CityUT United States-84108, client appointed me to serve as a trusted advisor to facilitate client's wishes upon their passing, pursuant to their will & trust., start date-2/27/2019.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-07
• S63 Uniform Securities Agent State Law Examination
  1996-06-04