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David Bennett Kimerling

Invesco Advisers, Inc.

Phoenix, AZ

CRD 2736807

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Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
  • TX RA
    APPROVED_RES
    Since 2018-04-25

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors Llc Chicago IL 12/2016 04/2018
Unemployed Phoenix AZ 03/2016 12/2016
Invesco Atlanta GA 04/2018 Present
  • 12/2016 → 04/2018
    Guggenheim Funds Distributors Llc
    Chicago, IL
  • 03/2016 → 12/2016
    Unemployed
    Phoenix, AZ
  • 04/2018 → Present
    Invesco
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-11
S65 Uniform Investment Adviser Law Examination 1996-06-11
  • S63 Uniform Securities Agent State Law Examination
    1996-06-11
  • S65 Uniform Investment Adviser Law Examination
    1996-06-11
Other Names
  • David Bennett Kimerling
  • David Bennett Kimerling
  • Dave Kimerling
  • David B Kimerling

View on SEC IAPD

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